Form 4 for UBER Uber
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001562180-23-001608 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-21 | 2023-02-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +6,223 | 189.0K | +3% | — |
| DM | 2023-02-21 | 2023-02-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $36.22 | -1,722 | 192.6K | -0.9% | -$62.4K |
| DM | 2023-02-21 | 2023-02-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -6,223 | 23.5K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | M | A | 1,806 | — | 193,074 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-02-16 | M | A | 2,304 | — | 191,268 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-02-16 | M | A | 2,113 | — | 188,964 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-02-16 | F | D | 200 | $36.22 | 191,352 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-16 | F | D | 515 | $36.22 | 191,552 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-16 | F | D | 562 | $36.22 | 192,067 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-16 | F | D | 445 | $36.22 | 192,629 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 2,304 | $0.00 | 57,614 | D | — · — to — | 2,304 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 2,113 | $0.00 | 78,163 | D | — · — to — | 2,113 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 1,806 | $0.00 | 23,473 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |