Form 4 for WCN Waste Connections, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001562180-23-001671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-18+ | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | M - OptEx | $0.00 | +1,945 | 210.8K | +0.9% | $0 |
| DM | 2023-02-22 | 2023-02-18+ | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | F - Tax | $136.11 | -10.0K | 209.7K | -5% | -$1.36M |
| DM | 2023-02-22 | 2023-02-19 | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | J - Other | $0.00 | +19.2K | 225.8K | +9% | $0 |
| DM | 2023-02-22 | 2023-02-17 | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | A - Grant | $0.00 | +3,673 | 1,836 | New | $0 |
| DM | 2023-02-22 | 2023-02-19 | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | J - Other | $0.00 | -19.2K | 15.5K | -55% | $0 |
| DM | 2023-02-22 | 2023-02-18+ | WCN | MITTELSTAEDT RONALD J | Executive COB, Dir | M - OptEx | $0.00 | -1,945 | 2,635 | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-18 | M | A | 878 | $0.00 | 210,143 | D | — | — | |
| 2 | Common | Common Shares | 2023-02-19 | F | D | 1,711 | $136.11 | 220,349 | D | — | — | |
| 3 | Common | Common Shares | 2023-02-19 | J | A | 3,622 | $0.00 | 222,060 | D | — | — | |
| 4 | Common | Common Shares | 2023-02-19 | F | D | 7,335 | $136.11 | 218,438 | D | — | — | |
| 5 | Common | Common Shares | 2023-02-19 | J | A | 15,529 | $0.00 | 225,773 | D | — | — | |
| 6 | Common | Common Shares | 2023-02-19 | F | D | 530 | $136.11 | 210,244 | D | — | — | |
| 7 | Common | Common Shares | 2023-02-18 | F | D | 436 | $136.11 | 209,707 | D | — | — | |
| 8 | Common | Common Shares | 2023-02-19 | M | A | 1,067 | $0.00 | 210,774 | D | — | — | |
| 9 | Derivative | Restricted Share Units | 2023-02-17 | A | A | 1,837 | $0.00 | 1,837 | D | $0.00 · — to — | 1,837 Common Shares | (F3) Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant. |
| 10 | Derivative | Restricted Share Units | 2023-02-19 | J | D | 3,622 | $0.00 | 3,621 | D | $0.00 · — to — | 3,622 Common Shares | (F8) The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant |
| 11 | Derivative | Restricted Share Units | 2023-02-19 | J | D | 15,529 | $0.00 | 15,528 | D | $0.00 · — to — | 15,529 Common Shares | (F7) The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant |
| 12 | Derivative | Restricted Share Units | 2023-02-19 | M | D | 1,067 | $0.00 | 2,133 | D | $0.00 · — to — | 1,067 Common Shares | (F6) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1. |
| 13 | Derivative | Restricted Share Units | 2023-02-18 | M | D | 878 | $0.00 | 2,635 | D | $0.00 · — to — | 878 Common Shares | (F5) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1. |
| 14 | Derivative | Restricted Share Units | 2023-02-17 | A | A | 1,836 | $0.00 | 1,836 | D | $0.00 · — to — | 1,836 Common Shares | (F4) Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 4,590 (250% of the target number). |