Form 4 for HTH Hilltop Holdings Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0001562180-23-001718 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-22 | 2023-02-20 | HTH | Schaffner Jerry | CEO, PlainsCapital Bank Pres | F - Tax | $34.83 | -6,523 | 176.8K | -4% | -$227.2K |
| 2023-02-22 | 2023-02-20 | HTH | Schaffner Jerry | CEO, PlainsCapital Bank Pres | A - Grant | $0.00 | +16.9K | 183.3K | +10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-20 | F | D | 2,364 | $34.83 | 180,922 | D | — | — | (F3) Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 20, 2020. (F2) Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. |
| 2 | Common | Common Stock | 2023-02-20 | A | A | 16,900 | $0.00 | 183,286 | D | — | — | (F1) Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 20, 2020 in connection with the achievement of certain performance criteria. (F2) Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. |
| 3 | Common | Common Stock | 2023-02-20 | F | D | 4,159 | $34.83 | 176,763 | D | — | — | (F4) Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 20, 2020. (F2) Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. |