Form 4 for IBM IBM
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001562180-23-001772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | +394 | 5,286 | +8% | $0 |
| D | 2023-02-23 | 2023-02-21 | IBM | Fehring Nicolas A. | VP, Ctrl | F - Tax | $133.01 | -141 | 5,145 | -3% | -$18.8K |
| DM | 2023-02-23 | 2023-02-21 | IBM | Fehring Nicolas A. | VP, Ctrl | A - Grant | $0.00 | +10.8K | 8,643 | New | $0 |
| D | 2023-02-23 | 2023-02-21 | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | -394 | 1,184 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 394 | $0.00 | 5,286.43 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-21 | F | D | 141 | $133.01 | 5,145.43 | D | — | — | |
| 3 | Derivative | Rst. Stock Unit | 2023-02-21 | A | A | 2,162 | $0.00 | 2,162 | D | $0.00 · — to — | 2,162 Common Stock | (F1) Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027. |
| 4 | Derivative | Rst. Stock Unit | 2023-02-21 | M | D | 394 | $0.00 | 1,184 | D | $0.00 · — to — | 394 Common Stock | (F3) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 5 | Derivative | Emp. Stock Option (right to buy) | 2023-02-21 | A | A | 8,643 | $0.00 | 8,643 | D | $133.00 · 2024-02-21 to 2033-02-20 | 8,643 Common Stock | (F2) These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. |