Form 4 for IBM IBM
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001562180-23-001773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | IBM | KAVANAUGH JAMES J | SVP, CFO | M - OptEx | $0.00 | +3,380 | 92.6K | +4% | $0 |
| D | 2023-02-23 | 2023-02-21 | IBM | KAVANAUGH JAMES J | SVP, CFO | F - Tax | $133.01 | -1,694 | 91.0K | -2% | -$225.3K |
| DM | 2023-02-23 | 2023-02-21 | IBM | KAVANAUGH JAMES J | SVP, CFO | A - Grant | $0.00 | +100.1K | 85.8K | New | $0 |
| D | 2023-02-23 | 2023-02-21 | IBM | KAVANAUGH JAMES J | SVP, CFO | M - OptEx | $0.00 | -3,380 | 10.1K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 3,380 | $0.00 | 92,649.27 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-21 | F | D | 1,694 | $133.01 | 90,955.27 | D | — | — | |
| 3 | Derivative | Rst. Stock Unit | 2023-02-21 | A | A | 14,299 | $0.00 | 14,299 | D | $0.00 · — to — | 14,299 Common Stock | (F1) Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027. |
| 4 | Derivative | Emp. Stock Option (right to buy) | 2023-02-21 | A | A | 85,777 | $0.00 | 85,777 | D | $133.00 · 2024-02-21 to 2033-02-20 | 85,777 Common Stock | (F2) These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. |
| 5 | Derivative | Rst. Stock Unit | 2023-02-21 | M | D | 3,380 | $0.00 | 10,140 | D | $0.00 · — to — | 3,380 Common Stock | (F3) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |