Form 4 for SIBN SI-BONE, Inc.
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001562180-23-002189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-02-28 | SIBN | FRANCIS LAURA | CEO, Dir | M - OptEx | $4.32 | +35.0K | 488.2K | +8% | +$151.2K |
| D | 2023-03-02 | 2023-02-28 | SIBN | FRANCIS LAURA | CEO, Dir | S - Sale+OE | $20.23 | -35.0K | 453.2K | -7% | -$708.0K |
| D | 2023-03-02 | 2023-02-28 | SIBN | FRANCIS LAURA | CEO, Dir | M - OptEx | $0.00 | -35.0K | 57.4K | -38% | $0 |
| D | 2023-03-02 | 2023-02-28 | SIBN | FRANCIS LAURA | CEO, Dir | G - Gift | $0.00 | -9,863 | 5,574 | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 35,000 | $4.32 | 488,168 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-28 | S | D | 35,000 | $20.23 | 453,168 | D | — | — | (F2) The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Includes 288,428 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer'scommon stock. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-02-28 | M | D | 35,000 | $0.00 | 57,392 | D | $4.32 · — to 2025-05-25 | 35,000 Common Stock | (F4) The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase. |
| 4 | Derivative | Stock Options (Right to buy) | 2023-02-28 | G | D | 9,863 | $0.00 | 5,574 | D | $22.00 · — to 2029-01-15 | 9,863 Common Stock | (F6) The reported transaction involves the Reporting Person's transfer of options to trusts for the benefit of Reporting Person's children. (F5) The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. |