InsiderTrades

Form 4 for DBX DROPBOX, INC.

Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001562180-23-002605 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2023-03-08 2023-03-06 DBX Houston Andrew CEO, Dir, 10% C - Cnv Deriv $0.00 +162.5K 162.5K New $0
DI 2023-03-08 2023-03-06 DBX Houston Andrew CEO, Dir, 10% S - Sale $20.55 -162.5K 0 -100% -$3.34M
DI 2023-03-08 2023-03-06 DBX Houston Andrew CEO, Dir, 10% C - Cnv Deriv $0.00 -162.5K 72.10M -0.2% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-03-06 C A 162,500 $0.00 162,500 I See footnote — — (F1) 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.
2 Common Class A Common Stock 2023-03-06 S D 162,500 $20.55 0 I See footnote — — (F4) This transaction was executed in multiple trades at prices ranging from $20.29 to $20.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.
3 Derivative Class B Common Stock 2023-03-06 C D 162,500 $0.00 72,100,573 I See foonote — · — to — 162,500 Class A Common Stock (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. (F7) The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.