Form 4 for HTH Hilltop Holdings Inc.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001562180-23-002683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-09 | 2023-03-07+ | HTH | Feinberg Hill A | Dir | S - Sale | $32.18 | -30.0K | 579.1K | -5% | -$965.4K |
| I | 2023-03-09 | 2023-03-07 | HTH | Feinberg Hill A | Dir | S - Sale | $32.58 | -1,500 | 16.8K | -8% | -$48.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-07 | S | D | 9,001 | $32.39 | 600,135 | D By Wife | — | — | (F1) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.3133 to $32.4530, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 2 | Common | Common Stock | 2023-03-07 | S | D | 1,500 | $32.58 | 16,776 | I | — | — | (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.57 to $32.595, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F4) The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of the pecuniary interest of such person in such shares. |
| 3 | Common | Common Stock | 2023-03-08 | S | D | 20,999 | $32.09 | 579,136 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.91 to $32.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |