Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001562180-23-002715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-13 | 2023-03-09 | HTGC | CROWELL GAYLE A | Dir | A - Grant | $15.33 | +942 | 30.9K | +3% | +$14.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | A | A | 755 | $15.33 | 31,645 | D | — | — | (F2) Shares acquired as dividend reinvestment shares. |
| 2 | Common | Common Stock | 2023-03-09 | A | A | 187 | $15.32 | 30,890 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |