Form 4 for ZUMZ Zumiez Inc
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001562180-23-002868 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-16 | 2023-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | F - Tax | $19.50 | -334 | 22.5K | -1% | -$6,513 |
| D | 2023-03-16 | 2023-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | — | +1,103 | 22.8K | +5% | — |
| D | 2023-03-16 | 2023-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | $0.00 | -1,103 | 1,946 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | F | D | 334 | $19.50 | 22,461 | D | — | — | (F2) Shares withheld by Zumiez Inc. to pay taxes on restricted stock. |
| 2 | Common | Common Stock | 2023-03-15 | M | A | 1,103 | — | 22,795 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,103 | $0.00 | 1,946 | D | — · — to — | 1,103 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The shares acquired represent a grant of restricted stock units that will vest over 3 years. |