Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2023-03-24 00:00:00 ET · period of report 2023-03-24 · accession 0001562180-23-003117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-03-24 | 2023-03-23+ | SOUN | MARCUS LAWRENCE | Dir | S - Sale | $1.99 | -123.9K | 795.8K | -13% | -$246.9K |
| 2023-03-24 | 2023-03-23 | SOUN | MARCUS LAWRENCE | Dir | S - Sale | $2.01 | -26.1K | 77.3K | -25% | -$52.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-23 | S | D | 48,905 | $1.95 | 870,846 | I By Marcus Family Trust, Dated 7/8/04 | — | — | (F2) This transaction was executed in multiple trades during the day at prices ranging from $1.91 to $1.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Class A Common Stock | 2023-03-23 | S | D | 26,095 | $2.01 | 77,337 | D By Marcus Family Trust, Dated 7/8/04 | — | — | (F1) This transaction was executed in multiple trades during the day at prices ranging from $1.99 to $2.04. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Class A Common Stock | 2023-03-24 | S | D | 75,000 | $2.02 | 795,846 | I | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $1.95 to $2.11. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |