Form 4 for AGNT AGNT, Inc.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-28 · accession 0001562180-23-003165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-29 | 2023-03-28 | AGNT | Bramble James | Chief Legal Counsel | M - OptEx | $5.32 | +30.0K | 30.0K | New | +$159.6K |
| D | 2023-03-29 | 2023-03-28 | AGNT | Bramble James | Chief Legal Counsel | S - Sale+OE | $11.70 | -30.0K | 0 | -100% | -$351.0K |
| D | 2023-03-29 | 2023-03-28 | AGNT | Bramble James | Chief Legal Counsel | M - OptEx | $0.00 | -30.0K | 101.0K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-28 | M | A | 30,000 | $5.32 | 30,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-28 | S | D | 30,000 | $11.70 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.67 to $11.74, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-03-28 | M | D | 30,000 | $0.00 | 101,000 | D | $5.32 · — to 2029-03-18 | 30,000 Common Stock | (F2) This Stock Option vested in 16 equal quarterly installments beginning on March 18, 2019 and was fully vested on March 18, 2023. |