Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-04-13 00:00:00 ET · period of report 2023-04-11 · accession 0001562180-23-003550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-13 | 2023-04-11 | HTGC | Follmann Christian | COO | F - Tax | $12.43 | -412 | 72.3K | -0.6% | -$5,121 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-11 | F | D | 412 | $12.43 | 72,340 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2023. |