Form 4 for UBER Uber
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-16 · accession 0001562180-23-003623 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-18 | 2023-04-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $31.48 | -2,434 | 140.5K | -2% | -$76.6K |
| DM | 2023-04-18 | 2023-04-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +4,908 | 143.0K | +4% | — |
| DM | 2023-04-18 | 2023-04-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -4,908 | 50.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-16 | F | D | 358 | $31.48 | 141,139 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-16 | F | D | 288 | $31.48 | 140,851 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-16 | M | A | 1,516 | — | 139,570 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-04-16 | M | A | 1,441 | — | 141,011 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-04-16 | M | A | 722 | — | 141,733 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-04-16 | M | A | 579 | — | 142,312 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-04-16 | M | A | 650 | — | 142,962 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-04-16 | F | D | 750 | $31.48 | 142,212 | D | — | — | |
| 9 | Common | Common Stock | 2023-04-16 | F | D | 715 | $31.48 | 141,497 | D | — | — | |
| 10 | Common | Common Stock | 2023-04-16 | F | D | 323 | $31.48 | 140,528 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 1,516 | $0.00 | 71,243 | D | — · — to — | 1,516 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 650 | $0.00 | 7,150 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 579 | $0.00 | 13,324 | D | — · — to — | 579 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 722 | $0.00 | 17,325 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 1,441 | $0.00 | 50,412 | D | — · — to — | 1,441 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |