Form 4 for FULT FULTON FINANCIAL CORP
Accepted 2023-05-03 00:00:00 ET · period of report 2023-03-16 · accession 0001562180-23-003901 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-03 | 2023-03-16 | FULT | Wenger E Philip | Dir | S - Sale+OE | $15.33 | -0.53 | 0 | -100% | -$8.12 |
| D | 2023-05-03 | 2023-05-01 | FULT | Wenger E Philip | Dir | M - OptEx | $0.00 | +129.4K | 490.4K | +36% | $0 |
| D | 2023-05-03 | 2023-05-01 | FULT | Wenger E Philip | Dir | F - Tax | $11.79 | -56.3K | 434.1K | -11% | -$663.3K |
| D | 2023-05-03 | 2023-05-01 | FULT | Wenger E Philip | Dir | M - OptEx | $0.00 | -129.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $2.50 par value Common Stock | 2023-03-16 | S | D | 0.53 | $15.33 | 0 | I By 401(k) | — | — | (F1) Unintended sale of fractional shares by broker when shares were transferred between accounts for the reporting person. No whole shares were sold. (F2) As of March 16, 2023, 401(k) was 96,626.5273 and shares transferred to IRA. |
| 2 | Common | $2.50 par value Common Stock | 2023-05-01 | M | A | 129,358.52 | $0.00 | 490,369.07 | D | — | — | (F3) Includes 144,296.52610 shares held jointly with spouse. |
| 3 | Common | $2.50 par value Common Stock | 2023-05-01 | F | D | 56,261.52 | $11.79 | 434,107.55 | D | — | — | (F3) Includes 144,296.52610 shares held jointly with spouse. |
| 4 | Derivative | Performance Stock Units | 2023-05-01 | M | D | 129,358.52 | $0.00 | 0 | D | — · — to — | 129,358.52 $2.50 par value Common Stock | (F6) Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock. (F7) Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2023. The PSUs were granted on May 1, 2020. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant. |