Form 4 for UBER Uber
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-07 · accession 0001562180-23-004024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-09 | 2023-05-07 | UBER | SUGAR RONALD D | Dir | M - OptEx | — | +8,402 | 47.5K | +21% | — |
| D | 2023-05-09 | 2023-05-08 | UBER | SUGAR RONALD D | Dir | A - Grant | $0.00 | +8,850 | 8,850 | New | $0 |
| D | 2023-05-09 | 2023-05-07 | UBER | SUGAR RONALD D | Dir | M - OptEx | $0.00 | -8,402 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-07 | M | A | 8,402 | — | 47,548 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-05-08 | A | A | 8,850 | $0.00 | 8,850 | D | — · — to — | 8,850 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 3 | Derivative | Restricted Stock Units | 2023-05-07 | M | D | 8,402 | $0.00 | 0 | D | — · — to — | 8,402 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |