Form 4 for UBER Uber
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-07 · accession 0001562180-23-004027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-09 | 2023-04-16+ | UBER | THAIN JOHN A | Dir | M - OptEx | — | +9,093 | 166.0K | +6% | — |
| DM | 2023-05-09 | 2023-04-16+ | UBER | THAIN JOHN A | Dir | M - OptEx | $0.00 | -9,093 | 0 | -100% | $0 |
| D | 2023-05-09 | 2023-05-08 | UBER | THAIN JOHN A | Dir | A - Grant | $0.00 | +8,850 | 8,850 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-16 | M | A | 691 | — | 157,601 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The reporting person was granted 691 restricted stock units (RSUs) on April 10, 2023 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2023. This transaction was inadvertently omitted from the reporting person's previous Form 4 filings. |
| 2 | Common | Common Stock | 2023-05-07 | M | A | 8,402 | — | 166,003 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 691 | $0.00 | 0 | D | — · — to — | 691 Common Stock | (F2) The reporting person was granted 691 restricted stock units (RSUs) on April 10, 2023 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2023. This transaction was inadvertently omitted from the reporting person's previous Form 4 filings. (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2023-05-08 | A | A | 8,850 | $0.00 | 8,850 | D | — · — to — | 8,850 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 5 | Derivative | Restricted Stock Units | 2023-05-07 | M | D | 8,402 | $0.00 | 0 | D | — · — to — | 8,402 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |