Form 4 for RGLD ROYAL GOLD INC
Accepted 2023-05-11 00:00:00 ET · period of report 2023-05-08 · accession 0001562180-23-004055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-11 | 2023-05-08 | RGLD | Isto Mark | EVP, COO of Royal Gold Corp | F - Tax | $141.60 | -1,144 | 40.1K | -3% | -$162.0K |
| D | 2023-05-11 | 2023-05-08 | RGLD | Isto Mark | EVP, COO of Royal Gold Corp | S - Sale+OE | $141.89 | -9,660 | 30.4K | -24% | -$1.37M |
| DM | 2023-05-11 | 2023-05-08 | RGLD | Isto Mark | EVP, COO of Royal Gold Corp | M - OptEx | $93.07 | +21.9K | 44.6K | +97% | +$2.04M |
| D | 2023-05-11 | 2023-05-08 | RGLD | Isto Mark | EVP, COO of Royal Gold Corp | D - Sale to Iss | $141.16 | -11.1K | 41.2K | -21% | -$1.57M |
| DM | 2023-05-11 | 2023-05-08 | RGLD | Isto Mark | EVP, COO of Royal Gold Corp | M - OptEx | $0.00 | -21.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | F | D | 1,144 | $141.60 | 40,097 | D | — | — | (F2) Represents the shares withheld to satisfy taxes; no shares were sold. |
| 2 | Common | Common Stock | 2023-05-08 | S | D | 9,660 | $141.89 | 30,437 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $141.46 to $142.18; the price reported above reflects the weighted average sale price. |
| 3 | Common | Common Stock | 2023-05-08 | M | A | 1,768 | $56.54 | 33,723 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-08 | M | A | 1,518 | $65.85 | 31,955 | D | — | — | |
| 5 | Common | Common stock | 2023-05-08 | D | D | 11,125 | $141.16 | 41,241 | D | — | — | (F1) Represents the difference between the number of SARs exercised (15,395) and the number of shares issuable as a result of the exercise (4,270). |
| 6 | Common | Common Stock | 2023-05-08 | M | A | 6,602 | $77.73 | 52,366 | D | — | — | |
| 7 | Common | Common Stock | 2023-05-08 | M | A | 1,200 | $83.29 | 45,764 | D | — | — | |
| 8 | Common | Common Stock | 2023-05-08 | M | A | 3,261 | $87.42 | 36,984 | D | — | — | |
| 9 | Common | Common Stock | 2023-05-08 | M | A | 7,100 | $124.60 | 44,084 | D | — | — | |
| 10 | Common | Common Stock | 2023-05-08 | M | A | 480 | $121.12 | 44,564 | D | — | — | |
| 11 | Derivative | Stock Appreciation Right | 2023-05-08 | M | D | 7,100 | $0.00 | 0 | D | $124.60 · — to 2029-08-13 | 7,100 Common Stock | (F4) One-third vested annually over three years beginning on August 13, 2019. |
| 12 | Derivative | Stock Appreciation Right | 2023-05-08 | M | D | 480 | $0.00 | 0 | D | $121.12 · — to 2030-01-02 | 480 Common Stock | (F5) One-third vested over three years with the first tranche vesting on August 13, 2020 and on August 13th each year after. |
| 13 | Derivative | Stock Appreciation Right | 2023-05-08 | M | D | 2,499 | $0.00 | 0 | D | $87.42 · — to 2027-08-23 | 2,499 Common Stock | (F6) One-third vested annually over three years beginning on August 23, 2017. |
| 14 | Derivative | Stock Appreciation Right | 2023-05-08 | M | D | 5,316 | $0.00 | 0 | D | $77.73 · — to 2028-08-21 | 5,316 Common Stock | (F7) One-third vested annually over three years beginning on August 21, 2018. |
| 15 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 1,768 | $0.00 | 0 | D | $56.54 · — to 2025-08-20 | 1,768 Common Stock | (F10) One-third vested annually over three years beginning on August 20, 2015. |
| 16 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 1,200 | $0.00 | 0 | D | $83.29 · — to 2026-08-16 | 1,200 Common Stock | (F8) One-third vested annually over three years beginning on August 16, 2016. |
| 17 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 1,286 | $0.00 | 0 | D | $77.73 · — to 2028-08-21 | 1,286 Common Stock | (F7) One-third vested annually over three years beginning on August 21, 2018. |
| 18 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 1,518 | $0.00 | 0 | D | $65.85 · — to 2025-01-05 | 1,518 Common Stock | (F9) One-third vested annually over three years beginning on January 5, 2015. |
| 19 | Derivative | Stock Option (Right to Buy) | 2023-05-08 | M | D | 762 | $0.00 | 0 | D | $87.42 · — to 2027-08-23 | 762 Common Stock | (F6) One-third vested annually over three years beginning on August 23, 2017. |