Form 4 for UBER Uber
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0001562180-23-004256 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-18 | 2023-05-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $37.44 | -8,382 | 136.7K | -6% | -$313.8K |
| DM | 2023-05-18 | 2023-05-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +16.9K | 126.3K | +15% | — |
| DM | 2023-05-18 | 2023-05-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -16.9K | 37.4K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-16 | F | D | 1,419 | $37.44 | 129,560 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-16 | F | D | 1,209 | $37.44 | 130,979 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-16 | F | D | 2,316 | $37.44 | 132,188 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-16 | F | D | 842 | $37.44 | 134,504 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-16 | F | D | 1,333 | $37.44 | 135,346 | D | — | — | |
| 6 | Common | Common Stock | 2023-05-16 | F | D | 1,263 | $37.44 | 136,679 | D | — | — | |
| 7 | Common | Common Stock | 2023-05-16 | M | A | 2,862 | — | 137,942 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-05-16 | M | A | 2,437 | — | 135,080 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-05-16 | M | A | 4,670 | — | 132,643 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2023-05-16 | M | A | 1,698 | — | 127,973 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Common | Common Stock | 2023-05-16 | M | A | 2,546 | — | 123,587 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2023-05-16 | M | A | 2,688 | — | 126,275 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 13 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 2,688 | $0.00 | 91,385 | D | — · — to — | 2,688 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 2,546 | $0.00 | 117,142 | D | — · — to — | 2,546 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 4,670 | $0.00 | 65,376 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 2,862 | $0.00 | 5,725 | D | — · — to — | 2,862 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F9) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 2,437 | $0.00 | 24,376 | D | — · — to — | 2,437 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 18 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 1,698 | $0.00 | 37,358 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |