Form 4 for IBM IBM
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-03 · accession 0001562180-23-004886 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-06 | 2023-06-03 | IBM | Fehring Nicolas A. | VP, Ctrl | F - Tax | $131.63 | -1,014 | 6,979 | -13% | -$133.5K |
| D | 2023-06-06 | 2023-06-03 | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | +2,848 | 7,993 | +55% | $0 |
| D | 2023-06-06 | 2023-06-03 | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | -2,848 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-03 | F | D | 1,014 | $131.63 | 6,979.43 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-03 | M | A | 2,848 | $0.00 | 7,993.43 | D | — | — | |
| 3 | Derivative | Rst. Stock Unit | 2023-06-03 | M | D | 2,848 | $0.00 | 0 | D | $0.00 · — to — | 2,848 Common Stock | (F1) On June 3, 2019, the reporting person was granted 5,512 RSUs, 2,756 of which vested on June 3, 2021, and 2,756 of which vested on June 3, 2023. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |