Form 4 for IBM IBM
Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0001562180-23-005032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-09 | 2023-06-07+ | IBM | Rosamilia Thomas W | SVP | M - OptEx | $0.00 | +12.4K | 57.7K | +27% | $0 |
| DM | 2023-06-09 | 2023-06-07+ | IBM | Rosamilia Thomas W | SVP | F - Tax | $134.47 | -6,126 | 53.7K | -10% | -$823.7K |
| DM | 2023-06-09 | 2023-06-07+ | IBM | Rosamilia Thomas W | SVP | M - OptEx | $0.00 | -12.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-07 | M | A | 3,889 | $0.00 | 53,344.87 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-07 | F | D | 1,918 | $133.32 | 51,426.87 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-08 | M | A | 4,403 | $0.00 | 55,829.87 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-08 | F | D | 2,029 | $134.99 | 55,689.87 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-08 | M | A | 4,068 | $0.00 | 57,718.87 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-08 | F | D | 2,179 | $134.99 | 53,650.87 | D | — | — | |
| 7 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 4,068 | $0.00 | 8,136 | D | $0.00 · — to — | 4,068 Common Stock | (F5) On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which vested on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 8 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 4,403 | $0.00 | 4,404 | D | $0.00 · — to — | 4,403 Common Stock | (F4) On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which vested on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 9 | Derivative | Rst. Stock Unit | 2023-06-07 | M | D | 3,889 | $0.00 | 0 | D | $0.00 · — to — | 3,889 Common Stock | (F1) On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |