Form 4 for IBM IBM
Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0001562180-23-005033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-09 | 2023-06-07+ | IBM | BROWDY MICHELLE H | SVP | M - OptEx | $0.00 | +9,086 | 121.0K | +8% | $0 |
| DM | 2023-06-09 | 2023-06-07+ | IBM | BROWDY MICHELLE H | SVP | F - Tax | $134.46 | -4,642 | 119.4K | -4% | -$624.2K |
| DM | 2023-06-09 | 2023-06-07+ | IBM | BROWDY MICHELLE H | SVP | M - OptEx | $0.00 | -9,086 | 3,231 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-07 | M | A | 2,884 | $0.00 | 117,875.16 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-07 | F | D | 1,473 | $133.32 | 116,402.16 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-08 | M | A | 3,229 | $0.00 | 119,631.16 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-08 | F | D | 1,650 | $134.99 | 117,981.16 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-08 | M | A | 2,973 | $0.00 | 120,954.16 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-08 | F | D | 1,519 | $134.99 | 119,435.16 | D | — | — | |
| 7 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 2,973 | $0.00 | 5,945 | D | $0.00 · — to — | 2,973 Common Stock | (F5) On 06/08/21, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 06/08/22, 2,877 of which vested on 06/08/23, 2,877 of which will vest on 06/08/24, and 2,877 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 8 | Derivative | Rst. Stock Unit | 2023-06-07 | M | D | 2,884 | $0.00 | 0 | D | $0.00 · — to — | 2,884 Common Stock | (F1) On 06/07/19, the reporting person was granted 11,155 RSUs, 2,788 of which vested on 06/07/20, 2,788 of which vested on 06/07/21, 2,788 of which vested on 06/07/22, and 2,791 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 9 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 3,229 | $0.00 | 3,231 | D | $0.00 · — to — | 3,229 Common Stock | (F4) On 06/08/20, the reporting person was granted 12,502 RSUs, 3,125 of which vested on 06/08/21, 3,125 of which vested on 06/08/22, 3,125 of which vested on 06/08/23, and 3,127 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |