Form 4 for IBM IBM
Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0001562180-23-005036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-09 | 2023-06-07+ | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | +1,424 | 7,365 | +24% | $0 |
| DM | 2023-06-09 | 2023-06-07+ | IBM | Fehring Nicolas A. | VP, Ctrl | F - Tax | $134.54 | -510 | 7,893 | -6% | -$68.6K |
| DM | 2023-06-09 | 2023-06-07+ | IBM | Fehring Nicolas A. | VP, Ctrl | M - OptEx | $0.00 | -1,424 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-08 | M | A | 514 | $0.00 | 8,077.43 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-08 | F | D | 188 | $134.99 | 7,563.43 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-08 | M | A | 524 | $0.00 | 7,751.43 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-07 | F | D | 138 | $133.32 | 7,227.43 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-07 | M | A | 386 | $0.00 | 7,365.43 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-08 | F | D | 184 | $134.99 | 7,893.43 | D | — | — | |
| 7 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 514 | $0.00 | 1,031 | D | $0.00 · — to — | 514 Common Stock | (F5) On 06/08/21, the reporting person was granted 1,991 RSUs, 497 of which vested on 06/08/22, 497 of which vested on 06/08/23, 497 of which will vest on 06/08/24, and 500 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 8 | Derivative | Rst. Stock Unit | 2023-06-08 | M | D | 524 | $0.00 | 527 | D | $0.00 · — to — | 524 Common Stock | (F4) On 06/08/20, the reporting person was granted 2,030 RSUs, 507 of which vested on 06/08/21, 507 of which vested on 06/08/22, 507 of which vested on 06/08/23, and 509 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 9 | Derivative | Rst. Stock Unit | 2023-06-07 | M | D | 386 | $0.00 | 0 | D | $0.00 · — to — | 386 Common Stock | (F1) On 06/07/19, the reporting person was granted 1,483 RSUs, 370 of which vested on 06/07/20, 370 of which vested on 06/07/21, 370 of which vested on 06/07/22, and 373 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |