Form 4 for AIP Arteris, Inc.
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-09 · accession 0001562180-23-005105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-06-13 | 2023-06-09 | AIP | Alpern Paul L | VP, GC | S - Sale+OE | $7.33 | -42.1K | 46.9K | -47% | -$308.2K |
| DT | 2023-06-13 | 2023-06-09 | AIP | Alpern Paul L | VP, GC | M - OptEx | $0.6 | +40.0K | 89.0K | +82% | +$24.0K |
| DT | 2023-06-13 | 2023-06-09 | AIP | Alpern Paul L | VP, GC | M - OptEx | $0.00 | -40.0K | 20.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-09 | S | D | 42,051 | $7.33 | 46,902 | D | — | — | (F4) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.86 to $7.55 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Includes 46,902 restricted stock units. |
| 2 | Common | Common Stock | 2023-06-09 | M | A | 40,000 | $0.6 | 88,953 | D | — | — | (F2) 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years. beginning on August 23, 2021. (F3) Includes 46,902 restricted stock units. |
| 3 | Derivative | Stock Options (Right to Buy) | 2023-06-09 | M | D | 40,000 | $0.00 | 20,000 | D | $0.6 · — to 2030-07-22 | 40,000 Common Stock | (F2) 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years. beginning on August 23, 2021. |