Form 4 for UBER Uber
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-16 · accession 0001562180-23-005429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-21 | 2023-06-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $43.52 | -8,383 | 129.6K | -6% | -$364.8K |
| DM | 2023-06-21 | 2023-06-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +16.9K | 116.5K | +17% | — |
| DM | 2023-06-21 | 2023-06-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -16.9K | 2,862 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-16 | F | D | 1,334 | $43.52 | 128,223 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-16 | M | A | 2,438 | — | 127,957 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-16 | M | A | 4,669 | — | 125,519 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-06-16 | M | A | 1,698 | — | 120,850 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-06-16 | M | A | 2,689 | — | 119,152 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-06-16 | F | D | 1,420 | $43.52 | 122,437 | D | — | — | |
| 7 | Common | Common Stock | 2023-06-16 | M | A | 2,863 | — | 130,820 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-06-16 | M | A | 2,547 | — | 116,463 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-06-16 | F | D | 1,209 | $43.52 | 123,857 | D | — | — | |
| 10 | Common | Common Stock | 2023-06-16 | F | D | 2,315 | $43.52 | 125,066 | D | — | — | |
| 11 | Common | Common Stock | 2023-06-16 | F | D | 842 | $43.52 | 127,381 | D | — | — | |
| 12 | Common | Common Stock | 2023-06-16 | F | D | 1,263 | $43.52 | 129,557 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,547 | $0.00 | 114,595 | D | — · — to — | 2,547 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,689 | $0.00 | 88,696 | D | — · — to — | 2,689 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 1,698 | $0.00 | 35,660 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 4,669 | $0.00 | 60,707 | D | — · — to — | 4,669 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,438 | $0.00 | 21,938 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 18 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,863 | $0.00 | 2,862 | D | — · — to — | 2,863 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F9) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |