Form 4 for UBER Uber
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-16 · accession 0001562180-23-005431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-21 | 2023-06-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +8,224 | 229.7K | +4% | — |
| DM | 2023-06-21 | 2023-06-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $43.52 | -3,243 | 229.3K | -1% | -$141.1K |
| DM | 2023-06-21 | 2023-06-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -8,224 | 69.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-16 | M | A | 2,001 | — | 225,254 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-06-16 | M | A | 2,113 | — | 227,367 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-16 | F | D | 908 | $43.52 | 228,949 | D | — | — | |
| 4 | Common | Common Stock | 2023-06-16 | F | D | 832 | $43.52 | 229,857 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-16 | F | D | 788 | $43.52 | 230,689 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-16 | M | A | 1,805 | — | 231,477 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-06-16 | M | A | 2,305 | — | 229,672 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-06-16 | F | D | 715 | $43.52 | 229,285 | D | — | — | (F3) Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023. |
| 9 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,001 | $0.00 | 90,038 | D | — · — to — | 2,001 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 1,805 | $0.00 | 16,251 | D | — · — to — | 1,805 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,305 | $0.00 | 48,395 | D | — · — to — | 2,305 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-06-16 | M | D | 2,113 | $0.00 | 69,713 | D | — · — to — | 2,113 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |