Form 4 for AIP Arteris, Inc.
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-03 · accession 0001562180-23-005772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2023-07-06 | 2023-07-03 | AIP | JANAC K CHARLES | Pres, CEO, Dir, 10% | F - Tax | $6.82 | -2,540 | 240.6K | -1% | -$17.3K |
| T | 2023-07-06 | 2023-07-05 | AIP | JANAC K CHARLES | Pres, CEO, Dir, 10% | S - Sale | $7.03 | -4,804 | 235.8K | -2% | -$33.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | F | D | 2,540 | $6.82 | 240,648 | D | — | — | (F1) The reported transaction involved the withholding of 2,540 shares of stock issuable upon the vesting of restricted stock units to pay taxes. |
| 2 | Common | Common Stock | 2023-07-05 | S | D | 4,804 | $7.03 | 235,844 | D | — | — | (F2) Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023. (F3) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.88 to $7.23 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) Includes 135,844 restricted stock units. |