Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-07-13 00:00:00 ET · period of report 2023-07-11 · accession 0001562180-23-005895 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-13 | 2023-07-11+ | HTGC | Bluestein Scott | CEO | F - Tax | $15.65 | -16.8K | 2.13M | -0.8% | -$262.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-11 | F | D | 7,916 | $15.55 | 2,134,792 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023. |
| 2 | Common | Common Stock | 2023-07-12 | F | D | 8,853 | $15.73 | 2,125,939 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023. |