Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-07-13 00:00:00 ET · period of report 2023-07-11 · accession 0001562180-23-005896 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-13 | 2023-07-11+ | HTGC | Follmann Christian | COO | F - Tax | $15.64 | -827 | 71.8K | -1% | -$12.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-12 | F | D | 415 | $15.73 | 71,352 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023. |
| 2 | Common | Common Stock | 2023-07-11 | F | D | 412 | $15.55 | 71,767 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023. |