Form 4/A for HTGC Hercules Capital, Inc.
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-11 · accession 0001562180-23-005918 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2023-07-17 | 2023-07-11+ | HTGC | Bluestein Scott | CEO | F - Tax | $15.65 | -16.6K | 2.13M | -0.8% | -$259.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-11 | F | D | 7,815 | $15.55 | 2,134,893 | D | — | — | (F1) This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer. |
| 2 | Common | Common Stock | 2023-07-12 | F | D | 8,740 | $15.73 | 2,126,153 | D | — | — | (F1) This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer. |