Form 4 for UBER Uber
Accepted 2023-07-18 00:00:00 ET · period of report 2023-07-16 · accession 0001562180-23-005959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-18 | 2023-07-16 | UBER | THAIN JOHN A | Dir | M - OptEx | — | +536 | 166.5K | +0.3% | — |
| D | 2023-07-18 | 2023-07-16 | UBER | THAIN JOHN A | Dir | M - OptEx | $0.00 | -536 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-16 | M | A | 536 | — | 166,539 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-07-16 | M | D | 536 | $0.00 | 0 | D | — · — to — | 536 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The reporting person was granted 536 restricted stock units ("RSUs") on July 10, 2023 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on July 16, 2023. |