Form 4 for BANC BANC OF CALIFORNIA, INC.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001562180-23-006168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-01 | BANC | SZNEWAJS ROBERT D | Dir | M - OptEx | $10.90 | +1,836 | 8,699 | +27% | +$20.0K |
| DM | 2023-08-03 | 2023-08-01 | BANC | SZNEWAJS ROBERT D | Dir | M - OptEx | $0.00 | -1,836 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-01 | M | A | 1,836 | $10.90 | 8,699 | D | — | — | (F1) Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024. |
| 2 | Derivative | Stock Option | 2023-08-01 | M | D | 918 | $0.00 | 0 | D | $10.90 · — to 2024-07-01 | 918 Common Stock | (F4) All shares underlying this option have vested. |
| 3 | Derivative | Stock Option | 2023-08-01 | M | D | 918 | $0.00 | 0 | D | $10.90 · — to 2024-07-01 | 918 Common Stock | (F4) All shares underlying this option have vested. |