Form 4 for UBER Uber
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0001562180-23-006459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-18 | 2023-08-16 | UBER | West Tony | See Remarks | F - Tax | $43.65 | -6,782 | 185.4K | -4% | -$296.0K |
| DM | 2023-08-18 | 2023-08-16 | UBER | West Tony | See Remarks | M - OptEx | — | +13.7K | 192.1K | +8% | — |
| DM | 2023-08-18 | 2023-08-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -13.7K | 12.6K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | F | D | 2,316 | $43.65 | 186,262 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-16 | F | D | 602 | $43.65 | 188,578 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-16 | F | D | 1,524 | $43.65 | 189,180 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-16 | F | D | 1,444 | $43.65 | 190,704 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-16 | F | D | 896 | $43.65 | 185,366 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-16 | M | A | 4,670 | — | 190,342 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-08-16 | M | A | 1,213 | — | 185,672 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-08-16 | M | A | 3,073 | — | 184,459 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-08-16 | M | A | 2,911 | — | 181,386 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2023-08-16 | M | A | 1,806 | — | 192,148 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 4,670 | $0.00 | 67,244 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 2,911 | $0.00 | 125,145 | D | — · — to — | 2,911 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 3,073 | $0.00 | 95,255 | D | — · — to — | 3,073 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 1,213 | $0.00 | 23,045 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 1,806 | $0.00 | 12,639 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |