Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-08-28 00:00:00 ET · period of report 2023-08-25 · accession 0001562180-23-006586 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-28 | 2023-08-25 | HTGC | Follmann Christian | COO | A - Grant | $16.43 | +239 | 71.6K | +0.3% | +$3,927 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | A | A | 199 | $16.45 | 71,551 | D | — | — | (F1) Shares acquired as dividend reinvestment shares. |
| 2 | Common | Common Stock | 2023-08-25 | A | A | 40 | $16.34 | 71,591 | D | — | — | (F1) Shares acquired as dividend reinvestment shares. |