Form 4 for TTI TETRA TECHNOLOGIES INC
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001562180-23-006606 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-25 | TTI | SERRANO ELIJIO V | CFO, Sr. VP | M - OptEx | $0.00 | +71.7K | 1.12M | +7% | $0 |
| DM | 2023-08-29 | 2023-08-25 | TTI | SERRANO ELIJIO V | CFO, Sr. VP | F - Tax | $5.19 | -28.2K | 1.09M | -3% | -$146.4K |
| DM | 2023-08-29 | 2023-08-25 | TTI | SERRANO ELIJIO V | CFO, Sr. VP | M - OptEx | $0.00 | -71.7K | 43.2K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 43,158 | $0.00 | 1,107,272 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-25 | F | D | 11,223 | $5.19 | 1,107,585 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-25 | M | A | 28,519 | $0.00 | 1,118,808 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-25 | F | D | 16,983 | $5.19 | 1,090,289 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-08-25 | M | D | 28,519 | $0.00 | 85,559 | D | $0.00 · — to — | 28,519 Common Stock | (F6) The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |
| 6 | Derivative | Restricted Stock Units | 2023-08-25 | M | D | 43,158 | $0.00 | 43,158 | D | $0.00 · — to — | 43,158 Common Stock | (F5) The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |