Form 4 for SONO Sonos Inc
Accepted 2023-09-05 00:00:00 ET · period of report 2023-09-01 · accession 0001562180-23-006694 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-09-01 | SONO | Lazarus Edward P | CFO, CLO | M - OptEx | — | +109.9K | 301.9K | +57% | — |
| D | 2023-09-05 | 2023-09-01 | SONO | Lazarus Edward P | CFO, CLO | F - Tax | $13.57 | -54.5K | 247.4K | -18% | -$739.4K |
| D | 2023-09-05 | 2023-09-01 | SONO | Lazarus Edward P | CFO, CLO | M - OptEx | $0.00 | -109.9K | 153.2K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-01 | M | A | 109,899 | — | 301,893 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 2 | Common | Common Stock | 2023-09-01 | F | D | 54,488 | $13.57 | 247,405 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 109,899 | $0.00 | 153,234 | D | — · — to — | 109,899 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of September 1, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |