Form 4 for OSPN OneSpan Inc.
Accepted 2023-09-07 00:00:00 ET · period of report 2023-09-06 · accession 0001562180-23-006785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-07 | 2023-09-06 | OSPN | Martell Jorge Garcia | CFO | M - OptEx | — | +13.2K | 19.3K | +217% | — |
| DM | 2023-09-07 | 2023-09-06 | OSPN | Martell Jorge Garcia | CFO | F - Tax | $11.71 | -3,886 | 18.4K | -17% | -$45.5K |
| DM | 2023-09-07 | 2023-09-06 | OSPN | Martell Jorge Garcia | CFO | M - OptEx | — | -13.2K | 40.7K | -25% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-06 | M | A | 10,183 | — | 19,272 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. |
| 2 | Common | Common Stock | 2023-09-06 | F | D | 2,989 | $11.71 | 16,283 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-06 | M | A | 3,055 | — | 19,338 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. |
| 4 | Common | Common Stock | 2023-09-06 | F | D | 897 | $11.71 | 18,441 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-09-06 | M | D | 3,055 | — | 18,329 | D | — · — to — | 3,055 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. (F3) The restricted stock units vest in eight equal semi-annual installments over four years, beginning on September 6, 2022. |
| 6 | Derivative | Restricted Stock Units | 2023-09-06 | M | D | 10,183 | — | 40,730 | D | — · — to — | 10,183 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. (F2) The restricted stock units vest in six equal semi-annual installments over three years, beginning on September 6, 2022. |