Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-14 · accession 0001562180-23-006892 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-09-14 | UNTY | Patel Raj | Dir | M - OptEx | $12.17 | +5,900 | 43.5K | +16% | +$71.8K |
| DM | 2023-09-18 | 2023-09-14 | UNTY | Patel Raj | Dir | M - OptEx | $0.00 | -5,900 | 12.6K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-14 | M | A | 1,500 | $15.70 | 44,954 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-14 | M | A | 4,400 | $10.97 | 43,454 | D | — | — | (F1) 44,954 shares consisting of 5,900 shares held in an account at Shareworks, 38,516 shares held in an account at E'Trade, and 538 shares held in another E'Trade account. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-09-14 | M | D | 1,500 | $0.00 | 17,000 | D | $15.70 · — to 2027-01-03 | 1,500 Common Stock | (F3) Vests 500 share(s) on 3-Jan-2018, 500 share(s) on 3-Jan-2019, 500 share(s) on 3-Jan-2020. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-09-14 | M | D | 4,400 | $0.00 | 12,600 | D | $10.97 · — to 2026-01-05 | 4,400 Common Stock | (F5) 12,600 stock options were granted under various dates and vesting periods of which 11,267 are currently exercisable. (F4) Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019. |