Form 4 for UBER Uber
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-16 · accession 0001562180-23-006958 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-19 | 2023-09-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $47.52 | -8,412 | 147.9K | -5% | -$399.7K |
| DM | 2023-09-19 | 2023-09-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +14.0K | 149.6K | +10% | — |
| DM | 2023-09-19 | 2023-09-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -14.0K | 80.6K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-16 | F | D | 1,505 | $47.52 | 150,571 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-16 | F | D | 1,467 | $47.52 | 143,664 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-16 | F | D | 2,808 | $47.52 | 145,131 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-16 | M | A | 1,699 | — | 144,968 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-09-16 | M | A | 2,689 | — | 143,269 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-09-16 | M | A | 2,546 | — | 140,580 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-09-16 | M | A | 2,438 | — | 152,076 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-09-16 | M | A | 4,670 | — | 149,638 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-09-16 | F | D | 1,611 | $47.52 | 148,960 | D | — | — | |
| 10 | Common | Common Stock | 2023-09-16 | F | D | 1,021 | $47.52 | 147,939 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 4,670 | $0.00 | 46,697 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 1,699 | $0.00 | 30,565 | D | — · — to — | 1,699 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 2,438 | $0.00 | 14,625 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 2,546 | $0.00 | 106,956 | D | — · — to — | 2,546 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 2,689 | $0.00 | 80,630 | D | — · — to — | 2,689 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |