Form 4 for UBER Uber
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-16 · accession 0001562180-23-006959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-19 | 2023-09-16 | UBER | West Tony | See Remarks | M - OptEx | — | +14.6K | 200.0K | +8% | — |
| DM | 2023-09-19 | 2023-09-16 | UBER | West Tony | See Remarks | F - Tax | $47.52 | -7,242 | 196.4K | -4% | -$344.1K |
| DM | 2023-09-19 | 2023-09-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -14.6K | 92.2K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-16 | M | A | 2,910 | — | 188,276 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-09-16 | M | A | 3,072 | — | 191,348 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-09-16 | M | A | 1,213 | — | 192,561 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-09-16 | M | A | 5,603 | — | 198,164 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-09-16 | M | A | 1,805 | — | 199,969 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-09-16 | F | D | 895 | $47.52 | 192,727 | D | — | — | |
| 7 | Common | Common Stock | 2023-09-16 | F | D | 2,778 | $47.52 | 193,622 | D | — | — | |
| 8 | Common | Common Stock | 2023-09-16 | F | D | 1,443 | $47.52 | 198,526 | D | — | — | |
| 9 | Common | Common Stock | 2023-09-16 | F | D | 1,524 | $47.52 | 197,002 | D | — | — | |
| 10 | Common | Common Stock | 2023-09-16 | F | D | 602 | $47.52 | 196,400 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 1,805 | $0.00 | 10,834 | D | — · — to — | 1,805 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 5,603 | $0.00 | 61,641 | D | — · — to — | 5,603 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 1,213 | $0.00 | 21,832 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 2,910 | $0.00 | 122,235 | D | — · — to — | 2,910 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-09-16 | M | D | 3,072 | $0.00 | 92,183 | D | — · — to — | 3,072 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |