Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-09-25 00:00:00 ET · period of report 2023-09-21 · accession 0001562180-23-007019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-25 | 2023-09-21 | HTGC | Theodosopoulos Nikos | Dir | A - Grant | $16.24 | +923 | 923 | New | +$15.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-21 | A | A | 923 | $16.24 | 923 | D | — | — | (F1) Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 308 shares vest on December 20, 2023, 308 shares vest on March 19, 2024 and 307 shares vest on June 20, 2024. |