Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-10-05 00:00:00 ET · period of report 2023-10-03 · accession 0001562180-23-007216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-05 | 2023-10-03 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $7.25 | +1,450 | 136.0K | +1% | +$10.5K |
| D | 2023-10-05 | 2023-10-03 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $0.00 | -1,450 | 116.5K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-03 | M | A | 1,450 | $7.25 | 135,995 | D | — | — | (F1) 135,995 shares consisting of 108,201 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-10-03 | M | D | 1,450 | $0.00 | 116,490 | D | $7.25 · — to 2024-03-27 | 1,450 Common Stock | (F4) 116,490 stock options were granted under various dates and vesting periods of which 108,157 are currently exercisable. (F3) Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017 |