Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-10-13 00:00:00 ET · period of report 2023-10-11 · accession 0001562180-23-007284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-13 | 2023-10-11 | HTGC | Bluestein Scott | CEO | F - Tax | $16.26 | -7,815 | 2.12M | -0.4% | -$127.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-11 | F | D | 7,815 | $16.26 | 2,118,338 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023. |