Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-10-16 00:00:00 ET · period of report 2023-10-12 · accession 0001562180-23-007305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-16 | 2023-10-12 | HTGC | Bluestein Scott | CEO | F - Tax | $16.25 | -8,740 | 2.11M | -0.4% | -$142.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-12 | F | D | 8,740 | $16.25 | 2,109,598 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2023. |