Form 4 for UBER Uber
Accepted 2023-10-18 00:00:00 ET · period of report 2023-10-16 · accession 0001562180-23-007365 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-18 | 2023-10-16 | UBER | Chai Nelson | CFO | M - OptEx | — | +7,817 | 303.4K | +3% | — |
| DM | 2023-10-18 | 2023-10-16 | UBER | Chai Nelson | CFO | F - Tax | $44.71 | -3,992 | 299.5K | -1% | -$178.5K |
| DM | 2023-10-18 | 2023-10-16 | UBER | Chai Nelson | CFO | M - OptEx | $0.00 | -7,817 | 18.5K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-16 | M | A | 3,274 | — | 298,906 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-10-16 | M | A | 3,457 | — | 302,363 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-10-16 | M | A | 1,086 | — | 303,449 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-10-16 | F | D | 1,672 | $44.71 | 301,777 | D | — | — | |
| 5 | Common | Common Stock | 2023-10-16 | F | D | 1,765 | $44.71 | 300,012 | D | — | — | |
| 6 | Common | Common Stock | 2023-10-16 | F | D | 555 | $44.71 | 299,457 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-10-16 | M | D | 3,457 | $0.00 | 100,249 | D | — · — to — | 3,457 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 8 | Derivative | Restricted Stock Units | 2023-10-16 | M | D | 3,274 | $0.00 | 134,240 | D | — · — to — | 3,274 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2023-10-16 | M | D | 1,086 | $0.00 | 18,465 | D | — · — to — | 1,086 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |