Form 4 for UBER Uber
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001562180-23-007809 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-20 | 2023-11-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +14.0K | 123.0K | +13% | — |
| DM | 2023-11-20 | 2023-11-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $54.42 | -8,287 | 116.2K | -7% | -$451.0K |
| DM | 2023-11-20 | 2023-11-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -14.0K | 9,750 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | M | A | 2,547 | — | 111,556 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-11-16 | M | A | 2,688 | — | 114,244 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-11-16 | M | A | 1,698 | — | 115,942 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-11-16 | M | A | 4,670 | — | 120,612 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-11-16 | M | A | 2,438 | — | 123,050 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-11-16 | F | D | 1,456 | $54.42 | 121,594 | D | — | — | |
| 7 | Common | Common Stock | 2023-11-16 | F | D | 1,585 | $54.42 | 120,009 | D | — | — | |
| 8 | Common | Common Stock | 2023-11-16 | F | D | 1,452 | $54.42 | 114,763 | D | — | — | |
| 9 | Common | Common Stock | 2023-11-16 | F | D | 1,010 | $54.42 | 118,999 | D | — | — | |
| 10 | Common | Common Stock | 2023-11-16 | F | D | 2,784 | $54.42 | 116,215 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,547 | $0.00 | 101,862 | D | — · — to — | 2,547 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,688 | $0.00 | 75,253 | D | — · — to — | 2,688 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 1,698 | $0.00 | 27,169 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 4,670 | $0.00 | 37,358 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,438 | $0.00 | 9,750 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |