Form 4 for UBER Uber
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001562180-23-007811 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-20 | 2023-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $54.42 | -3,289 | 254.7K | -1% | -$179.0K |
| DM | 2023-11-20 | 2023-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +8,223 | 251.0K | +3% | — |
| DM | 2023-11-20 | 2023-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -8,223 | 7,222 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | F | D | 799 | $54.42 | 256,445 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-16 | F | D | 844 | $54.42 | 255,601 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-16 | M | A | 1,806 | — | 257,244 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-11-16 | M | A | 2,304 | — | 255,438 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-11-16 | M | A | 2,112 | — | 253,134 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-11-16 | M | A | 2,001 | — | 251,022 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-11-16 | F | D | 726 | $54.42 | 253,955 | D | — | — | |
| 8 | Common | Common Stock | 2023-11-16 | F | D | 920 | $54.42 | 254,681 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,304 | $0.00 | 36,873 | D | — · — to — | 2,304 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,112 | $0.00 | 59,151 | D | — · — to — | 2,112 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 2,001 | $0.00 | 80,034 | D | — · — to — | 2,001 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2023-11-16 | M | D | 1,806 | $0.00 | 7,222 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |