Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-22 · accession 0001562180-23-007954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-27 | 2023-11-22 | HTGC | CROWELL GAYLE A | Dir | A - Grant | $15.74 | +1,200 | 46.7K | +3% | +$18.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | A | A | 1,051 | $15.72 | 47,740 | D | — | — | (F2) Shares acquired as dividend reinvestment shares. |
| 2 | Common | Common Stock | 2023-11-22 | A | A | 149 | $15.87 | 46,689 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |