Form 4 for WCN Waste Connections, Inc.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001562180-23-008407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-15 | 2023-12-13 | WCN | RIVARD PHILIP | SVP Business Development | M - OptEx | $0.00 | +6,694 | 3,807 | New | $0 |
| DM | 2023-12-15 | 2023-12-13 | WCN | RIVARD PHILIP | SVP Business Development | F - Tax | $148.67 | -1,597 | 2,969 | -35% | -$237.4K |
| DM | 2023-12-15 | 2023-12-13 | WCN | RIVARD PHILIP | SVP Business Development | M - OptEx | $0.00 | -6,694 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-12-13 | M | A | 2,887 | $0.00 | 5,856 | D | — | — | |
| 2 | Common | Common Shares | 2023-12-13 | F | D | 759 | $148.67 | 5,097 | D | — | — | (F3) Reporting person previously transferred 6,236 shares of his deferred restricted share units with grant dates 2/11/2010, 11/12/2010 and 2/13/2014 to his ex-spouse pursuant to a qualified domestic relations order in a transaction exempt from reporting under Rule 16a-12. Reporting person no longer claims beneficial ownership of these shares. |
| 3 | Common | Common Shares | 2023-12-13 | F | D | 838 | $148.67 | 2,969 | D | — | — | |
| 4 | Common | Common Shares | 2023-12-13 | M | A | 3,807 | $0.00 | 3,807 | D | — | — | |
| 5 | Derivative | Restricted Share Units | 2023-12-13 | M | D | 3,807 | $0.00 | 0 | D | $0.00 · — to — | 3,807 Common Shares | (F4) The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant. |
| 6 | Derivative | Restricted Share Units | 2023-12-13 | M | D | 2,887 | $0.00 | 0 | D | $0.00 · — to — | 2,887 Common Shares | (F5) The deferred restricted share unit award was granted on 2/13/2014 and vested 25% per year over the four-year period following the date of grant. |