Form 4 for RGNX REGENXBIO Inc.
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001562180-24-000249 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2022-06-30+ | RGNX | Danos Olivier | CSO | A - Grant | $0.8525 | +40.3K | 124.9K | +48% | +$34.4K |
| D | 2024-01-04 | 2024-01-02 | RGNX | Danos Olivier | CSO | F - Tax | $17.95 | -8,410 | 86.4K | -9% | -$151.0K |
| D | 2024-01-04 | 2024-01-02 | RGNX | Danos Olivier | CSO | A - Grant | $0.00 | +61.0K | 61.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 1,123 | $16.99 | 94,801 | D | — | — | (F3) The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the ESPP for the ESPP purchase period of January 1, 2023 through June 30, 2023. This transaction is exempt under Rule 16b-3(c). (F4) In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on June 30, 2023. |
| 2 | Common | Common Stock | 2022-06-30 | A | A | 728 | $21.00 | 93,678 | D | — | — | (F1) The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the REGENXBIO Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2022 through June 30, 2022. This transaction is exempt under Rule 16b-3(c). (F2) In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on June 30, 2022. |
| 3 | Common | Common Stock | 2024-01-02 | A | A | 38,462 | $0.00 | 124,853 | D | — | — | (F6) Represents shares of common stock underlying a time-based restricted stock unit award (RSU). 25% of the shares subject to this RSU will vest on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028 while the recipient provides continuous service to the Issuer. |
| 4 | Common | Common Stock | 2024-01-02 | F | D | 8,410 | $17.95 | 86,391 | D | — | — | (F5) Represents shares of common stock withheld to pay taxes upon the vesting of restricted stock units originally granted to the reporting person on January 4, 2021, January 3, 2022 and January 3, 2023. The number of shares withheld was determined on January 2, 2024 based on the closing price of the Issuer's common stock on December 29, 2023. |
| 5 | Derivative | Stock Options (Right to buy) | 2024-01-02 | A | A | 61,050 | $0.00 | 61,050 | D | $18.34 · — to 2034-01-02 | 61,050 Common Stock | (F7) 25% of the shares subject to this option shall vest after 12 months of continuous service with the Issuer. The balance will vest in equal monthly installments over the 36 months following January 2, 2025 while the optionee provides continuous service to the Issuer. |